The Securities and Exchange Commission (SEC), a government agency whose mission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation, has a rich history dating back to 1934. The SEC's responsibility extends beyond the operation of the financial markets, as it is also tasked with enforcing the nation's securities laws, including whistleblower protection rules.
Notably, on September 9, 2024, the SEC announced that it had settled charges agains...
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